Securities lawyers specialize in the laws and regulations governing the issuance, purchase, sale, and trading of securities. They advise clients on compliance with the Securities Act of 1933, the Securities Exchange Act of 1934, and other applicable laws and regulations. SEC regulations are designed to protect investors and ensure the fair and orderly functioning of the securities markets. Insider trading laws prohibit corporate insiders from trading on material, nonpublic information about their companies.
Securities lawyers play a vital role in ensuring that companies comply with securities laws and regulations. They also represent clients in enforcement actions brought by the SEC and other regulatory agencies. Insider trading laws are essential for maintaining the integrity of the securities markets and protecting investors from unfair trading practices.